All Registered Representatives are required to submit, at least monthly, copies of all incoming and outgoing correspondence to compliance for review. This Correspondence Report is required to be filed monthly as a way to verify that this procedure is being followed. Please complete the following questionnaire:
|
What month is represented by this report? |
|
Enter your Trustmont Representative Number or Branch Office Number if filing one report for your branch: |
|
Representative's Last name: |
|
Representative's First name: |
|
Email Address: |
|
Please choose the appropriate response: |
I have submitted all correspondence for this month to Compliance via email or regular mail.
I am submitting my correspondence for this month by attaching to this report
I do not have any correspondence to submit for this month |
If you are submitting your correspondence with this report, please attach it here. Do not attach correspondence that contains personal/private information. |
|
|